Compliance Manager

About this position

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We are a leading audit and advisory firm in Luxembourg, recognized for our commitment to excellence, integrity, and regulatory compliance. As we continue to grow, we are seeking an experienced Compliance Manager to strengthen our compliance function and ensure adherence to applicable regulatory frameworks.

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Job Summary:

As a Compliance Manager, you will act as Deputy Head of Compliance and play a key role in overseeing the firm’s compliance framework, ensuring adherence to local and international regulatory requirements. You will coordinate a team of compliance officers and will support the Head of Compliance in developing and implementing policies, monitoring regulatory changes, conducting risk assessments, and fostering a strong culture of compliance throughout the firm.

 

Your responsibilities:

  • Oversight of AML KYC process: coordinate a team of compliance officers (onsite and offsite) for ensuring completion of files and smooth coordination with business lines or clients;
  • Ensure that Independence requirements are met;
  • Assist the Head of Compliance in developing, implementing, and maintaining the firm’s compliance policies and procedures in line with local and international regulatory requirements;
  • Validate low risk and straightforward AML KYC files and discuss more risky files with the Head of Compliance;
  • Promote a culture of compliance within the firm by organizing training sessions and awareness programs;
  • Support the Head of Compliance on various subjects such as risk assessments, internal and external compliance-related inquiries management reporting, ad hoc requests and projects.

 

Qualification and experience:

  • University degree or equivalent, specialising in Law, Business, Audit or Economics;
  • Minimum of 5-6 years’ experience in AML compliance in a financial services firm or similar organization. Experience in an audit firm is a plus, as well as knowledge of independent rules applicable to audit firms;
  • Strong knowledge of AML/CTF and financial sanctions regulations applicable in Luxembourg. An AML/CTF-related certification is a plus;
  • Successful experience in managing staff.

 

Key skills and competencies:

  • Strong communication and interpersonal skills, with the ability to collaborate effectively across departments;
  • Detail-oriented;
  • Excellent analytical skills with the ability to interpret complex regulatory requirements;
  • Ability to work on multiple projects at the same time, prioritize tasks and respect deadlines;
  • Proficiency in French and/or English is necessary (oral and written).

 

We offer:

  • Opportunities to work in a dynamic, multicultural advisory environment with competitive remuneration;
  • A work environment that encourages personal development and supports professional growth, including in obtaining qualifications;
  • A role within a human-sized international firm that values both professional excellence and societal impact;
  • A young, dynamic, and supportive team atmosphere, where your contribution will make a lasting difference for our clients.

 

 

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